Briefly

FINTRAC Imposes Administrative Monetary Penalty on Argosy Securities Inc.

Briefly
Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)action_required
action_requiredCanada·Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)·Wire Summary

Argosy Securities Inc., an independent wealth management firm in Richmond Hill, Ontario, considered a securities dealer, was imposed an administrative monetary penalty of $66,000 for committing 3 violations.

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FINTRAC Imposes Administrative Monetary Penalty on Argosy Securities Inc. | Briefly | Briefly