SEC Rescinds Policy Regarding Denials of Settlements in Enforcement Actions
action_requiredUnited States·U.S. Securities and Exchange Commission·Wire Summary
The Securities and Exchange Commission today rescinded a policy, codified in Rule 202.5(e) of its informal rules of procedures, stating that when it chooses to settle an enforcement action in which a sanction is imposed, it will not settle unless the…
AI Business Impact
How does this affect your business?
Get an AI analysis of this article grounded in your jurisdictions, practice areas, and any policy documents you've uploaded to Wansom.